On-Demand Webinar
Cost of Compliance 2020
Todd Ehret is joined by the authors of our 2020 report, Susannah Hammond and Mike Cowan, for an hour long discussion covering key insights from our global Cost of Compliance 2020 survey.
ON-DEMAND RECORDING | RECORDED ON 13TH MAY 2020
This year a tightening of risk and compliance budgets, regulatory and cultural change and the possibility of increasing personal liability all provided evidence of a cyclical turn from the post-financial crisis years. It is too early to tell how COVID-19 will influence that inflexion over the long term, but already regulators are issuing a flurry of revisions to rules, and firms are asking for the postponement of various regulatory initiatives so they can focus on managing events.
Register to listen to our on-demand webinar interview with the authors of our Cost of Compliance report. As our 2020 survey closed before the global pandemic changed how we operate, this webinar gives you the chance to hear from the experts about how they predict better risk and compliance practice will take shape in the face of continuing uncertainty.
Listen to the webinar to hear about:
- Tightening of risk and compliance budgets
- Regulatory and cultural change impacting the personal liability of senior managers
- Creating a unified compliance culture
- Ongoing challenges facing boards and compliance practitioners
- Identifying good or better practice for managing the continuing uncertainty of COVID-19
The Cost of Compliance 2020 report is also available to download in the resources section.
Event information:
Date Recorded on 13th May 2020
Topic Cost of Compliance 2020
Speakers Susannah Hammond, Mike Cowan, Todd Ehret
Register your details on the form opposite to get instant access to the on-demand recording.
About the speakers
Susannah Hammond, Senior Regulatory Intelligence Expert, Thomson Reuters
Susannah Hammond is a senior regulatory intelligence expert and joined our regulatory intelligence team from GE Capital Bank where she was head of compliance. Susannah has over 25 years’ wide-ranging experience in international and UK financial services.
A qualified chartered accountant, Susannah’s compliance career includes SG Warburg, Caspian Securities and PricewaterhouseCoopers. She was head of international regulatory risk for the Halifax Group and became head of retail regulatory risk for HBOS plc upon Halifax’s merger with Bank of Scotland.
Mike Cowan, Senior Regulatory Intelligence Expert, Thomson Reuters
Mike Cowan is a senior regulatory intelligence expert for Thomson Reuters with over 25 years' experience of compliance, regulatory, risk and internal audit in UK financial services as regulator and practitioner.
(Moderator) Todd Ehret, Senior Regulatory Intelligence Expert
Todd Ehret is a senior regulatory intelligence expert for Thomson Reuters Regulatory Intelligence. With more than 25 years’ experience on Wall Street, Todd has a tremendous breadth of experience on both the buy-side and sell-side at large and small firms dealing with both institutional and retail clients.
Todd was an investment professional at the hedge fund and private equity firm, Eos Partners. Later, he oversaw the broker-dealer equity trading desk at Weiss, Peck & Greer, a division of Robeco Investment Management. He left Robeco to help launch the global hedge fund Sophrosyne Capital, where he was the RIA’s Chief Operating Officer and Chief Compliance Officer for nearly a decade. Todd has passed numerous FINRA Series exams and managed numerous regulatory inquiries and exams throughout his career. Todd has a B.S. in political science from the University of South Dakota.
